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For Law Firms... With our many years of experience, we are able to opine as to whether a broker's conduct meets the industry standards as well as perform various detailed analyses. We are equally capable of assisting in mediation and arbitration proceedings as well as litigation. If we are engaged at an early date, we can assist you in compiling questions to be asked on Examinations for Discovery along with additional documents to be requested on production.
For Dealers... The evaluation of, and defence against, client complaints can not only be expensive in terms of damages but also in terms of management, staff time and damage to the company's reputation. We can assist in the preparation of your defence.
The issue is "Risk Management". We can assist in the assessment of the client complaint including an evaluation of the financial and regulatory exposure, an assessment of opportunity costs, the early identification of potential issues and risks, and evidence requirements.
Our Services to Law Firms and Dealers Include: Evaluation of Complaint: We can provide you with the following analyses:
Deliverables: Depending on your needs we can provide either an Expert Report to be used at trial or a Privileged and Confidential Memorandum in order to provide you with:
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